NGAN HANG THUONG M~I CO PHAN DAu TU vA PHAT TRIEN VI¢T NAM Thap BIDV, 35 Hang vei Hoan Kiem, Ha NQi, CHXHCN Viet Nam Bao cao tRi chfnh hq'p nhAt Quy III nam 20 17 Ngan hang TMCP Diu ttl va Phat tri~n Vi~t Nam Bao cao tai chinh hop nhat Quy ~IIn~ 2017 thee ~ac Chu; mire K~toan Vi~t Nam va H~ thong Ke toan cac To chirc Tin dung Vi~t Nam o NGAN HANG THU'ONG ~ M~I CO PHAN DAv TV' vA PHAT TRIEN VIET NAM Thap BIDV, 35 Hang V6i, Hoan Kiern, Ha N(\i, CHXHCN Viet Nam , cao '" 'hfnh hop nhlt Quy III gam 2017 BANG CAN DOl KE ToAN HQ'P NHAT Tq,ingizy 30 thang nam 2017 STT Chi tieu (1) A ru san I Ti~n m~t, vang bac, da quy Thuyet minh (2) 1'" Dan vi' dJng VN 3111, /2016 30/09/2017 (3) ~4) 7,853,188 7,106,546 II Ti~n gt)'it\li NHNN 29,516,918 36,710,770 III Ti~n, vang gt)'i t\li va cho vay TCTD khac 85,093,478 61,865,173 39,849,011 59,374,077 26,272,442 (553,041 ) Ti~n, vang giri tai TCTD khac Cho yay cac TCTD khac D1,1'phong rui ro cho yay cac TCTD khac IV Chung khoan kinh doanh Chung khoan kinh doanh V.Ol Dl,I'phong giam gia chirng khoan KD Cac cong CI} tai chlnh phai sinh va cac tal san tai chlnh khac VI Cho vay khach hang Cho yay khach hang D1,1'phong rui ro cho yay khach hang VII Chung khoan d§u tu V 22,076,457 (60,295) 10,016,115 ~ 11,536,744 10,08~,026 i (84,213) (69,911) V.02 295,296 3,633,464 V.03 V.04 813,528,138 828,007,024 (14,478,886) 144,127,877 116,449,647 1f4,412,972 113,657,155 ~ 7k3,697,408 (~0,063,944) \ V.05 ' Chung khoan d~u tu s~n sang d~ ban Chung khoan d~u tu giu d~n dao han 36,942,961 ~6,823,521 Dl,I'phong giam gia chung khoan d~u tu (9,264,731 ) l6,067,704) 2,590,544 4,329,801 1,898,045 518,830 3,297;900 696,220 V.06 D~u tu van cang ty V6n g6p lien doanh D~u tu van cang ty lien k6t D~u tu dai Iwn khac 255,712 457,466 D1,1'phong giam gia d~u tu dai h\ln (82,043) (121,785) 9,913,181 5,541,412 10,402,742 (4,861,330) 4,371,769 5,471,634 (1,099,865) ~,721,944 ~,373,497 9,605,942 IX Tai san ca djnh I rai san c6 dinh huu hinh a Nguyen gia TSCD b Hao mon TSCD rai san c6 dinh va hinh a Nguyen gia TSCD b Hao monTSCD X Bftt dQng san d§u tu' a Nguyen gia B~t dQng san d~u tu b Hao mon B~t dQng san d~u tu l tjJ I VIII Gop van, d§u tll' dai h\ln 11,452,531 (~,232,445) f,348,447 [,283,678 (935,231 ) \ NGAN HANG TlUfONG MAl CO, PHAN DAu TU'vA PHAT TRIEN VlJi:T NAM Thap BIDV, 35 Hang vei I-loanKiem, Hi! NQi, CHXHCN Viet Nam Thuy@tminh Chi tieu STT (2) (1) XI Tai san co khac I Cac khoan phai thu Cac khoan lai, phi phai thu Hi san thu~ TNDN hcan lai Hi san C6 khac Bao cao tai chinh hQ'pnhat Qu~ III narn 2017 ~ 31112/2016 30/09/2017 (3) 21,537,515 (4) 18,607,365 7,448,084 5,784,931 10,134,491 9,229,160 13,377 7,467 4,092,681 3,739,195 - Trang d6: LQ'ith~ thuong rnai (151,118) Cac khoan du phong rui ro eho cac tai san C6 nQibang khac TONG TAl SAN CO (I53,388) 1,125,908,666 1,006,404,150 V.07 58,313,248 43,392,135 II Ti~n giri va vay cac TCTn khac V.08 91,634,526 92,499,222 I Ti~n gui cua cac TCTD khac V.8.1 27,222,775 33,146,730 Yay cac TCTD khac V.8.2 V.09 64,411,751 59,352,492 823,073,422 726,021,696 B NQ'phai tni va van chii so' hu'u I Cac khoan nQ'Chlnh phu va NHNN III Ti@ngU'icua khach hang IV Cac cong Cl} tai chinh phal sinh va cac cong nQ'tai chlnh khac V Van tai trQ', uy thac aliu tir, cho vay rna TCTO chiu rui ro VI Phat hanh gi§y to' co gia V.02 V.10 VII Cac khoan nQ'khac Cac khoan lai, phi phai tnl Thu~ TNDN hoan li,liphai tra Cae khoan phai tra va eong nQ'khae Thu~ TNDN phai tra V.12.2 V.II Cae khoan eong nQ'khae 103,320 11,595,991 11,361,960 69,224,118 66,642,041 25,531,255 22,239,527 15,440,540 13,397,161 104,320 49,198 9,986,395 8,793,168 243,917 9,742,478 97,144 8,696,024 46,536,106 44,144,249 34,328,961 34,304,553 34,187,153 34,187,153 30,306 30,306 D\l' phong rui khac (D\l'phong eho eong nQ'ti~m Anva cam k~t ngoi,libang) VIII Van va cac quy I V6n eua TCTD V.13 a V6n di~u I~ b V6n d§u tu XDCB e Th?ng du v6n e6 ph§n d c6 phi~u quy e g c6 phi~u uu dai V6n khae 111,502 87,094 Quyeua TCTD 3,552,454 3,376,582 Chenh I~ehty gia h6i doai Chenh I~eh danh gia li,litai san LQ'inhu~n chua phiin ph6il L6 luy k~ LQ'iieh eua c6 dong thi~u s5 TONG NO' PHAI TRA vA VON sa Htru (74,815) cnO (111,569) 5,955,429 2,774,077 4,970,931 1,125,908,666 1,006,404,150 1,603,752 NGA.N HANG TlWONG MAl CO PHAN DAv Tv'vA PHAT TRIEN VIET NAM Thap BIDV, 35 Hang Vai, Ho~n Kiem, , Ha N(li, CHXHCN Vi~t Nam Bao cao tili chinh http nhat Quy III nam 2017 cAc CHi TIEU NGOAI BANG CAN DOl K}: ToAN Tgi 30 thang niim 2017 STT Chi tieu (1) Thuy~t minh 30/0£U2017 31112/2016 (*) (2) (3) (4) Bao lanh yay v6n 1,098,513 1,004,168 Cam k€t giao dich h6i doai 6,352,367 1,613,485 - Cam k€t mua ngoai t~ 5,917,422 1,415,531 - Cam k@tban ngoai t~ 434,945 197,954 58,073,382 59,046,088 119,866,539 111,567,973 9,932,919 11,642,916 - Cam k@tgiao djch hcan d6i - Cam k€t giao djch nrong lai Cam k€t cho yay khong huy ngang Cam k€t nghiep vu LlC Bao lanh khac Cac cam k€t khac (*) S6 ddu kY lil s6 li¢u tren baa eao kiim toan h9P nhdt ngan hang eho niim ta! chinh kit thsu:ngay 3111212016 ~ ~ I ! \ L~p bang K~ TOlin Truong Vuong Thj Thanh Hoa T~ Thj H~nh ;:; Trftn Xuan Hoang NGAN HANG THUONG MAl CO, PHAN DAu TUVA ' Thap BIDV, 35 Hang V6i, Hcan Kiem, Hit N9i, CHXHCN Viet Nam BAo cAo KET PHAT TRIEN VI~T NAM QuA HO~ T BQNG Bao cao Uli chinh hQ'p nhfit Quy III nam 2017 , KINH DOANH HQP NHAT Quy III niim 2017 Dan vi: Triiu c16ngVN Liiy k~ d§u nam d~n thoi di~m bao cao Quy III nam 2017 STT Thuy~t minh Chi tieu (2) (1) Til' 01/07/2017 d~n 30/09/2017 Til' 01107/2016 d~n 30/09/2016 (4) (3) Til' 01/0112017 dSn 30/09/2017 Til' 0110112016 d~1l30/09/2016 (6) (5) VI.l4 21,151,114 16,643,552 57,813,708 45,191,310 VI.l5 (12,131,137) (10,138,025) (34,800,508) (28,483,880) Thu nh~p liii thu§n 9,019,977 6,505,527 23,013,200 16,707,430 Thu nhjip tir hoat d9ng djch V\I 1,368,615 1,085,398 3,955,589 3,106,790 Chi phi heat d9ng dich V\I (638,840) (520,711) (1,815,437) (1,384,217) Thu Ilh~plai va cac khoan thu Ilh~p nrong 1\1' Chi phi 1aiva cac chi phi tuong tu II UiilI6 thu§n til' hoat di}ng djch III UiilI6 thu§n til' host dQng kinh doanh nl(ol.lihai UiilI6 thuiln tif host dQng mua ban chunl( khoan kinh doanh Liii/16 thuj n til' host dQng mua ban chung khoan d§u tu IV V Thu nhap tir hoat di;>ngkhac Chi phi heat d9ng khac VI 729,775 564,687 2,140,152 1,722,573 209,600 168,823 513,209 374,350 VI,16 165,122 164,771 325,196 376,721 VI.l7 32,184 23,030 15,496 911,843 899,676 2,404,417 (350,637) (410,152) 561,206 489,524 VI} UiilI6 thu§n til' hoat dQng khac VII Thu nh~p til' gop van mua c3 ph§n VI.l8 VIII Chi phi hOilt dQng VI.19 IX LQ'inhu~n thu§n tif hOilt dQng kinh doanh tru'o'c chi phi dl}'phong rili 1'0 tin dl}ng X Chi phi/hoh tin dl}ng XI T6ng IQ'inhu~n tru-o'c thu~ nh~p dl}'phong rili ro 163,593 (901,505) 1,502,912 (68,858) 2,256,301 (975,431) 1,280,870 145,961 275,528 1,204,939 (3,463,598) (3,153,871) (10,343,530) (8,867,917) 7,417,859 4,908,452 17,442,163 12,730,108 (5,555,963) (2,478,185) (11,886,933) (6,972,159) 1,861,896 2,430,267 5,555,230 5,757,949 Chi phi thue TNDN hi~n hanh (379,449) (447,680) (1,254,241) (1,081,972) Chi phi thue TNDN hORnIl.Ii 545 6,818 8,566 7,730 (378,904) (440,862) (1,245,675) (1,074,242) 4,309,555 4,683,707 XII Chi phi thu~ TNDN XIII LQ'inhu~n sau thu~ 1,482,992 1,989,405 22,113 (23,435) XIV LQi ich cila c6 dong thiSu sa XV LQi nhu~n I(licila Ngan hang 1,505,105 1,965,970 (88,763) 4,220,792 (63,222) 4,620,485 L\li nhurjn sau Ihu€ quy 11/12017 cua Ngan himg a mu'c Ihlip so vai dmg kY nguyen nhdn chu y€u lizdo Irong quy JIJ12017, Iren ca sa Ihrjn Ir(mg, Ngan hang lang Irich lrjp dl! phong rui ro lin dl,mg nhiim nang cao nang 11tl'c Ia; chinh, dam bao khd nang bit dap cac 18n Ihal ddi vai cac khoan tin dltlngtiim an rui roo L~p bang K~ TOlinTru'o'ng VU'o'ngThj Thanh Hoa T~ Thj H~nh Trin Xuan Hoang NGAN HANG THU'ONG MAl CO PHAN DAu TU' vA PHAT TRIEN VIET NAM Thap BlDV, 35 Hang ve; Ho~n Kiem, Bdo Ha N(li, CI-IXHCN Vi~t Nam cao ti'li chinh hQ'p nhilt Quy III nam 2017 BAo cAo LUU CHUYENTIEN T~ HQ'PNHkr (Theo phtrong phap true ti~p) Til' 0110112017 d€n 3010912017 STT Chi tieu (1) Luu chuy~n ti~n tu' host dQng kinh doanh Thu nh~p Hliva cac khoan thu nh~p nrong duong Thuy~t minh (2) Nam (tu' 01101/2017 d~n nga~ 30/09/2017) (3) Don vi: Trieu d6ng VN Nam tmo'c (tu' 0110112016 d~n nga~ 30/09/2016} (4) 57,222,366 44,750,967 (32,898,627) (26,260,814) 2,140,152 1,722,573 885,187 460,361 Thu nh~p khac (187,957) (264,280) Ti~n thu cac khoan no da:diroc xu 19x6a, bu d~p bang ngu6n du nhonz rili ro Ti~n chi trei.cho nhan vien va hO\ltd9ng quan 19cong VI) Ti~n thue TNDN th\Tcn9P kY 1,711,679 1,539,886 Chi phi !iiiva cac khoan chi phi tuong duong Thu nh~p tir heat d9ng dich vu nhan duoc Chenh I$ch s6 ti~n thuc thu/thuc chi tlr heat d9ng kinh doanh (ngoai t$, vang bac, clurng khoan) ~ / rl (10,252,205) (8,828,712) ~ (1,253,980) (828,817) 17,366,615 12,291,164 "~ (1,233,674) (6,327,485) (3,765,778) (23,850,926) (398,616) 24,116 (88,052,653) (76,777,451) (4,098,003) (807,175) (915,766) (1,065,070) 16 Tang! (Giam) cac khoan nq Chinh phil va NHNN 2,485,589 (24,046,045) 17 Tang! (Giam) cac khoan ti~n gui, ti~n vay cac TCTD (7,378,412) (1,079,860) 18 Irmg! (Giam) ti~n gui cua khach hang (bao g6m ca 98,051,398 170,254,098 2,582,077 (28,261,834) 234,031 (23,859,184) 404,584 1,070,500 V.12 LU'u chuy~n ti~n thuftn tU·ho~t dQng kinh doanh tmo'c nhfrng thay d6i v~ tai san va van lu'u dQng Nflii'ng tflay adi vi tili san hO{lt tJ{illg (Tang)/ Giam cac khoan ti~n, vang gui va cho vay cac TCTD khac 10 (Tang)/ Giam cac khoan v~ kinh doanh chung khoan 11 (Tang)/ Giam cac cong C\ltai chinh phai sinh va cac tai san tai chinh khac 12 (Tang)/ Giam cac khoan cho vay khach hang 13 Giam ngu6n d\Tphong d~ bu d~p t6n th~t cac khoan (tin d\lng, chUng khoan, ddu tu dai h\ln) 14 Giam ngu6n d\Tphong d~ tM toan s6 du nq da:ban cho VAMC 15 (Hmg)/ Giam khac v~ tai san hO\ltd9ng Nflihtg thay adi vi dillg n(l hO{lt ilpng KBNN) 19 Irmg! (Giam) phat hanh gi~y ta c6 gia (ngo\li trir gi~y ta c6 gia phat hanh duqc tinh VaGhO\ltd9ng tai chinh) 20 Hmg! (Giam) v6n tai trq, uy thac ddu ill, cho vay ma TCTD chiu rui ro 21 Irtng/ (Giam) cac cong C\ltai chinh phai sinh va cac khoan nq tai chinh khac 22 Tang/ (Giam) cong nq khac (390) 23 Chi tu cac quy cua TCTD (*) 15,281,002 I Lu'u chuy@nti~n thuftn tu' ho~t dQng KD (250) (2,435,402) ), NGAN HANG THUONG MAl CO PHAN nAu rtr vx PHAT TRIEN VIET NAM Thap BIDV, 35 Hang V6i, Ho~n Kiem, Bao cao tai chinh hQ'p nhfit Quy III nam 2017 , Ha N(li, CHXHCN Viet Nam STT Thuy~t minh Chi ticu (2) (1) Nlim (tir 0110112017 d~n 30/09/2017) (3) Nlim truoc (til' 01/01/2016 d~n 30/09/2016) (4) Luu chuyjn ti~n til' hoat dQng dau ttr Mua s~m tai san c6 djnh (*) Ti~n thu ill I)', nhuong ban TSCf) Ti~n chi tir I)" nhuong ban TSCf) (*) (977;442) (1,470,415) 3,103 6,179 (3,900) (915) Mua s~m bAtdong san dAunr Ti~n thu tir ban, I)' bAtdong san dAutu Ti~n chi ban, I)' bAtdong san dAu tir Ti~n chi dAunr, g6p v6n vao cac don vi khac (60,800) Ti~n thu dAunr, gop v6n vao cac don vi khac Ti~n thu c6 tire va lei nhuan ducc chia tir cac khoan dAunr, gop v6n dai han II Luu chuyjn ti@nthu§n til' heat dQng dfiu nr LU'u chuy@n ti@n til' hoat dQng tai chlnh Tang IGiam v6n c6 phdn tir g6p v6n valho?c phat hanh c6 phi6u Ti~n thu tir phat hanh giAyto c6 gia dai h\ln c6 du di~u ki~n tinh vao v6n t1! co va cac khoan v6n yay dai h\ln khac Ti~n chi toan gi§y to c6 gia dai h\ln c6 du di~u ki~n tinh vao v6n tv c6 va cac khoan v6n yay dai h\ln khac C6 tuc tra cho c6 dong, Iqi nhu~n dll chia 1,306,160 931,971 135,491 331,090 463,412 (262,890) 223,907 (2,481,230) (9,861) Ti~n chi mua c6 phi6u ngan guy Ti~n thu duqc ban c6 phi6u ngan guy III LU'u chuy@n ti@nthu§n tii' hottt dQng Hli chrnh IV LU'u chuy@n ti~n thu§n ky (2,257,323) V Ti~n va cac I